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Thomas Oley Of Wells Fargo Clearing Services And Formerly With Comerica Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Thomas Oley of Wells Fargo Clearing Services?

Thomas Oley (CRD #2870927) who is currently registered with Wells Fargo Clearing Services and located in Grapevine, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Thomas Oley was associated with Comerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Thomas Oley Customer Complaint

Thomas Oley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Thomas Oley failed to place a re-allocation transaction, as instructed, in client’s 401(k) account; client further alleged that the failure to execute the re-allocation resulted in a loss to the client. Thomas Oley’s customer complaint was denied and, to date, the customer has not taken any further action.

Thomas Oley Red Flags & Your Rights As An Investor

Of course, Thomas Oley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Oley at Wells Fargo Clearing Services and Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Oley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Comerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Thomas Oley

If you have questions about Wells Fargo Clearing Services, Comerica Securities, and/or Thomas Oley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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