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Thomas Munker Of Client One Securities And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Munker of Client One Securities?

Thomas Munker (CRD #2861111) who is currently registered with Client One Securities and located in Topeka, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Client One Securities, Thomas Munker was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Thomas Munker Customer Complaints

Thomas Munker has been the subject of 2 customer complaints that we know about. Both of Thomas Munker’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Thomas Munker

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged he lost money committed by Thomas Munker. The advisory service was not satisfactory to client generating a complaint. His alleged losses were much smaller due to client’s inclusion of fees and costs as a loss of investment performance.
  • Customer alleged losses due to frequent trading and “whipsaw effect” by Thomas Munker.

Thomas Munker Red Flags & Your Rights As An Investor

Of course, Thomas Munker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Munker at Client One Securities and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Thomas Munker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Client One Securities and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Client One Securities Due To Thomas Munker

If you have questions about Client One Securities, LPL Financial, and/or Thomas Munker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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