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Thomas Migdale Of Equitable Advisors, LLC And Formerly With Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Migdale of Equitable Advisors, LLC?

Thomas Migdale

Thomas Migdale (CRD #2608210) who is currently registered as a broker with Equitable Advisors, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Thomas Migdale was associated with Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Thomas Migdale Customer Complaints

Thomas Migdale has been the subject of 2 customer complaints that we know about to recover investment losses.  Both customer complaints were settled by Thomas Migdale’s former employers in favor of the investors.

Allegations Against Thomas Migdale

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations of real estate securities.
  • Unsuitable investment recommendation of REIT investments.

Thomas Migdale Red Flags & Your Rights As An Investor

Of course, Thomas Migdale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Migdale at Equitable Advisors, LLC  and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Migdale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Thomas Migdale

If you have questions about Equitable Advisors, LLC, Pruco Securities, LLC and/or Thomas Migdale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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