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Thomas Kreuzer Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Kreuzer of Morgan Stanley?

Thomas Kreuzer (CRD #1499883) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.

Thomas Kreuzer Customer Complaints

Thomas Kreuzer has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Kreuzer’s 3 customer complaints was settled in favor of investors. Two of Thomas Kreuzer’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Thomas Kreuzer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Thomas Kreuzer’s negligence, unsuitability, fraud and omission of material facts, breach of fiduciary duty, violation of FINRA rules, breach of contract, and violation of California securities laws in connection with an investment in a structured product.
  • Client alleged Thomas Kreuzer’s failure to follow instructions with respect to liquidation of accounts.
  • Client alleged that investment of 57% of portfolio in stocks is inappropriate for elderly client. Client further alleged Thomas Kreuzer failed to follow the client’s instructions to invest in instruments that provided security and income, not unsafe investments.

Thomas Kreuzer Red Flags & Your Rights As An Investor

Of course, Thomas Kreuzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kreuzer at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Kreuzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Kreuzer

If you have questions about Morgan Stanley and/or Thomas Kreuzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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