| Read Time: 2 minutes | LPL Financial Complaints | Wells Fargo Advisors Complaints |


Thomas Hunt of LPL Financial LLC And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Hunt of LPL Financial LLC?

Thomas Hunt (CRD #1323743) who is currently registered with LPL Financial LLC and located in Twin Falls, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Thomas Hunt was associated with Wells Fargo Clearing Services and 9 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Thomas Hunt Customer Complaints

Thomas Hunt has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. All of Thomas Hunt’s customer complaints were settled in favor of investors.

Allegations Against Thomas Hunt

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged unsuitable and unauthorized trading, breach of fiduciary duty and negligence by Thomas Hunt.
  • Power of attorney for client complained that the securities in the client’s account allegedly made by Thomas Hunt were not suitable.
  • The client alleged unsuitable investments; churning; unauthorized trading by Thomas Hunt.

Thomas Hunt Red Flags & Your Rights As An Investor

Of course, Thomas Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Hunt at LPL Financial LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Hunt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Thomas Hunt

If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, and/or Thomas Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars