| Read Time: 2 minutes | Raymond James Complaints |


Thomas Freeze Formerly With Raymond James Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Freeze formerly with Raymond James Financial Services?

Thomas Freeze (CRD #1949047) who was formerly registered with Raymond James Financial Services and located in Danville, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

Thomas Freeze Customer Complaints

Thomas Freeze has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Freeze’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Raymond James Financial Services for investment losses caused by Thomas Freeze’s alleged misconduct.

Allegations Against Thomas Freeze

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Thomas Freeze misrepresented the features of an annuity.
  • Client alleged misrepresentation by Thomas Freeze regarding the purchase of a variable annuity.

Thomas Freeze Red Flags & Your Rights As An Investor

Of course, Thomas Freeze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Freeze at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Freeze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Thomas Freeze

If you have questions about Raymond James Financial Services and/or Thomas Freeze and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars