| Read Time: 2 minutes | News & Articles |


Thomas Bonik Formerly With NTB Financial Corporation Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Bonik formerly with NTB Financial Corporation?

Thomas Bonik

Thomas Bonik (CRD #852722) who was formerly registered with NTB Financial Corporation and located in St. Augustine, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NTB Financial Corporation, Thomas Bonik was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Bonik has had his own regulatory problems. In 2021 he refused to cooperate with FINRA in one of its investigations and was permanently barred from any further association with any member firm in any capacity.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Thomas Bonik Customer Complaints

Thomas Bonik has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Thomas Bonik’s former employers in favor of the investors. One of the customer complaints was denied by the brokerage firm employer and no further action was taken by the investor.

Allegations Against Thomas Bonik

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Elder abuse, churning, unauthorized trading, misrepresentations.
  • Churning.
  • Unsuitable transactions in high-yield securities fund.
  • Excessive trades, unauthorized and a discretionary trades, misrepresenting or omitting to state material facts. Recommending and employing margin to increase size and volume of transactions in customer’s account.
  • Unsuitable, excessive and unauthorized trading.
  • Unsuitable transactions.

Thomas Bonik Red Flags & Your Rights As An Investor

Of course, Thomas Bonik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bonik at NTB Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Bonik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NTB Financial Corporation Due To Thomas Bonik

If you have questions about NTB Financial Corporation and/or Thomas Bonik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars