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Ted Boutis Of Ameriprise Financial Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Ted Boutis of Ameriprise Financial Services, LLC?

Ted Boutis

Ted Boutis (CRD #2951760) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Mineola, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Ted Boutis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Ted Boutis Customer Complaints

Ted Boutis has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Ameriprise Financial Services in favor of the investors. The other customer complaint is still pending and awaiting resolution in a FINRA arbitration proceeding.

Allegations Against Ted Boutis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations relating to investments and C-share mutual funds, variable annuities and use of margin.
  • Poor investment recommendations related to C-share mutual funds.
  • Unsuitable investment recommendations and misrepresentations related to mutual funds.

Ted Boutis Red Flags & Your Rights As An Investor

Of course, Ted Boutis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Boutis at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ted Boutis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ted Boutis

If you have questions about Ameriprise Financial Services, LLC and/or Ted Boutis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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