DID TARA LEIGH ROTFELD CAUSE YOU INVESTMENT LOSSES?
Tara Rotfeld Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Tara Rotfeld of Edward Jones?
Tara Rotfeld (CRD #5780116) who is currently registered with Edward Jones and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.
Tara Rotfeld Customer Complaint
Tara Rotfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, negligent misrepresentation, and unsuitability. The causes of action related to claimant’s allegation that the recommendation to transfer funds from their American Fund investments to other American Funds investments was negligent and unsuitable. An arbitration award was entered against Edward Jones for Tara Rotfeld’s alleged misconduct causing investors losses.
Tara Rotfeld Red Flags & Your Rights As An Investor
Of course, Tara Rotfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tara Rotfeld at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Tara Rotfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Tara Rotfeld
If you have questions about Edward Jones and/or Tara Rotfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.