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Sue Van Der Linden Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Sue Van Der Linden of Morgan Stanley?

Sue Van Der Linden (CRD #2543324) who is currently registered with Morgan Stanley and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations.

Sue Van Der Linden Customer Complaints

Sue Van Der Linden has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Sue Van Der Linden’s 2 customer complaints was settled in favor of investors. One of Sue Van Der Linden’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Sue Van Der Linden

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that Sue Van Der Linden failed to follow the claimant’s instructions to request a step up of her Hartford annuity.
  • Client attorney alleged Sue Van Der Linden’s failure to follow instructions with respect to managed account.

Sue Van Der Linden Red Flags & Your Rights As An Investor

Of course, Sue Van Der Linden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sue Van Der Linden at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sue Van Der Linden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sue Van Der Linden

If you have questions about Morgan Stanley and/or Sue Van Der Linden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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