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Sudesh Jain Of MML Investors Services, LLC And Formerly With NYLife Securities LLC Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Sudesh Jain of MML Investors Services, LLC?

Sudesh Jain

Sudesh Jain (CRD #1325905) who is currently registered as a broker with MML Investors Services, LLC and located in Orlando, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Sudesh Jain was associated with NYLife Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Sudesh Jain Customer Complaints

Sudesh Jain has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by NYLIFE Securities in favor of the investors. The brokerage firm denied the other customer complaints and, to date, the customers have not taken any further action.

Allegations Against Sudesh Jain

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misleading statements regarding variable universal life insurance policy and 2 variable annuities.
  • Unsuitable recommendation of variable universal life insurance policy and misrepresentations of funding premiums.
  • Misrepresentation of variable universal life insurance policy as whole life insurance policy.

Sudesh Jain Red Flags & Your Rights As An Investor

Of course, Sudesh Jain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sudesh Jain at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sudesh Jain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Sudesh Jain

If you have questions about MML Investors Services, LLC, NYLife  Securities LLC and/or Sudesh Jain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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