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Stuart Daniels Of Merrill Lynch Pierce Fenner & Smith Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Stuart Daniels of Merrill Lynch Pierce Fenner & Smith Inc.?

Stuart Daniels (CRD #1510142) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Stuart Daniels Customer Complaints

Stuart Daniels has been the subject of 2 customer complaints that we know about. One of Stuart Daniels’ customer complaints was settled in favor of investors. One of Stuart Daniels’ customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Stuart Daniels

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The customer alleged unsuitable investment recommendations by Stuart Daniels.
  • The client alleged that she never requested trades, that she was not suitable for small cap stocks and the number of transactions by Stuart Daniels were excessive.

Stuart Daniels Red Flags & Your Rights As An Investor

Of course, Stuart Daniels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stuart Daniels at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Stuart Daniels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Stuart Daniels

If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Stuart Daniels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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