DID STEVEN TREVOR CAUSE YOU INVESTMENT LOSSES?
Steven Trevor Of Charles Schwab & Co., Inc. And Formerly With USAA Financial Advisors, USAA Financial Planning Services And USAA Investment Management Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Steven Trevor of Charles Schwab & Co., Inc.?
Steven Trevor (CRD #1892620) who is currently registered with Charles Schwab & Co., Inc. and located in Westlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Inc., Steven Trevor was associated with USAA Financial Advisors, USAA Financial Planning Services, USAA Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Steven Trevor Customer Complaints
Steven Trevor has been the subject of 2 customer complaints that we know about. Both of Steven Trevor’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Steven Trevor
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged that he believed mutual funds had 12 month contingent deferred sales charge (CDSC) schedule when in reality he had an 18 month schedule. Further alleged Steven Trevor should have advised him of 18 month schedule.
- Customers alleged they were not made aware by Steven Trevor of the significance of the tax implications related to the sale of securities.
Steven Trevor Red Flags & Your Rights As An Investor
Of course, Steven Trevor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Trevor at Charles Schwab & Co., Inc., USAA Financial Advisors, USAA Financial Planning Services, and USAA Investment Management on alert to review carefully the activity and performance of their accounts and question whether Steven Trevor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc., USAA Financial Advisors, USAA Financial Planning Services, and USAA Investment Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Inc. Due To Steven Trevor
If you have questions about Charles Schwab & Co., Inc., USAA Financial Advisors, USAA Financial Planning Services, USAA Investment Management, and/or Steven Trevor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.