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Steven Syslo Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Steven Syslo of UBS Financial Services?

Steven Syslo (CRD #4308992) who is currently registered with UBS Financial Services and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Steven Syslo was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Steven Syslo Customer Complaints

Steven Syslo has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Steven Syslo’s 2 customer complaints were settled in favor of investors.

Allegations Against Steven Syslo

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Steven Syslo’s unsuitability, inter alia, with respect to investments.
  • Client verbally alleged, inter alia, Steven Syslo’s misrepresentation with respect to energy related securities.

Steven Syslo Red Flags & Your Rights As An Investor

Of course, Steven Syslo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Syslo at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Syslo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Steven Syslo

If you have questions about UBS Financial Services, Morgan Stanley, and/or Steven Syslo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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