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Steven Lovell Of Morgan Stanley And Formerly With Key Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Steven Lovell of Morgan Stanley?

Steven Lovell

Steven Lovell (CRD #5975704) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Dublin, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Steven Lovell was associated with Key Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Steven Lovell Customer Complaints

Steven Lovell has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Key Investment Services in favor of the investor. The same brokerage firm denied the other 2 customer complaints and, to date, the customers have not taken any further action.

Allegations Against Steven Lovell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of 2 Great American Indexed Annuities.
  • Recommendation to purchase Pacific Life Variable Annuity was misrepresented.
  • Failure to disclose surrender fees and charges related to Equitable Structured Strategies Variable Annuity.

Steven Lovell Red Flags & Your Rights As An Investor

Of course, Steven Lovell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Lovell at Morgan Stanley and Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Lovell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Steven Lovell

If you have questions about Morgan Stanley, Key Investment Services LLC and/or Steven Lovell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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