DID STEVEN A. GORDON CAUSE YOU INVESTMENT LOSSES?
Steven Gordon of RBC Capital Markets And Formerly With Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct
Who is Steven Gordon of RBC Capital Markets?
Steven Gordon (CRD #1112019) who is currently registered with RBC Capital Markets and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Steven Gordon was associated with Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Steven Gordon Customer Complaint
Steven Gordon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Claimant alleged that the commissions charged on three specific trades were excessive. An arbitration award was entered against Oppenheimer & Co. for the alleged misconduct causing investors losses.
Steven Gordon Red Flags & Your Rights As An Investor
Of course, Steven Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Gordon at RBC Capital Markets and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Steven Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Oppenheimer & Co. also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Steven Gordon
If you have questions about RBC Capital Markets, Oppenheimer & Co., and/or Steven Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.