| Read Time: < 1 minute | PFS Investments Complaints |


Steven Glaeser of PFS Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is Steven Glaeser of PFS Investments?

Steven Glaeser (CRD #1157063) who is currently registered with PFS Investments and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Steven Glaeser Customer Complaint

Steven Glaeser has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer that Steven Glaeser did not discuss capital gains taxes stemming from account transactions. Steven Glaeser’s customer complaint was settled in favor of the investors.

Steven Glaeser Red Flags & Your Rights As An Investor

Of course, Steven Glaeser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Glaeser at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Glaeser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At PFS Investments Due To Steven Glaeser

If you have questions about PFS Investments and/or Steven Glaeser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars