DID STEVEN M. FOLLETT CAUSE YOU INVESTMENT LOSSES?
Steven Follett Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Steven Follett formerly with Edward Jones?
Steven Follett (CRD #4753373) who was formerly registered with Edward Jones and located in Ft Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Steven Follett Customer Complaint
Steven Follett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor Steven Follett failed to withdraw the client’s RMD as directed, causing the client to incur a tax penalty. Steven Follett’s customer complaint was denied and, to date, the customer has not taken any further action.
Steven Follett Red Flags & Your Rights As An Investor
Of course, Steven Follett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Follett at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Follett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Steven Follett
If you have questions about Edward Jones and/or Steven Follett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.