| Read Time: 2 minutes |


Steven Bentley Of VALIC Financial Advisors And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Steven Bentley of VALIC Financial Advisors?

Steven Bentley (CRD #5893915) who is currently registered with VALIC Financial Advisors and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to VALIC Financial Advisors, Steven Bentley was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Steven Bentley Customer Complaint

Steven Bentley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client was not made aware that he had to pay taxes on distributions taken from his IRA. Steven Bentley’s customer complaint was denied and, to date, the customer has not taken any further action.

Steven Bentley Red Flags & Your Rights As An Investor

Of course, Steven Bentley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Bentley at VALIC Financial Advisors and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Bentley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VALIC Financial Advisors and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At VALIC Financial Advisors Due To Steven Bentley

If you have questions about VALIC Financial Advisors, Ameriprise Financial Services, and/or Steven Bentley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars