DID STEPHEN MICHAEL VON CLAUSBURG CAUSE YOU INVESTMENT LOSSES?
Stephen Von Clausburg Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Stephen Von Clausburg of Wells Fargo Clearing Services?
Stephen Von Clausburg (CRD #2777428) who is currently registered with Wells Fargo Clearing Services and located in Hilton Head Island, South Carolina is a subject of one of our many securities industry sales practice abuse investigations.
Stephen Von Clausburg Customer Complaint
Stephen Von Clausburg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her 529 contribution was not invested per her standing instructions. Stephen Von Clausburg’s customer complaint was settled in favor of the investors.
Stephen Von Clausburg Red Flags & Your Rights As An Investor
Of course, Stephen Von Clausburg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Von Clausburg at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Von Clausburg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Stephen Von Clausburg
If you have questions about Wells Fargo Clearing Services and/or Stephen Von Clausburg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.