| Read Time: < 1 minute |


Stephen Rice Of Colorado Financial Service Corp. Has One Customer Complaint For Alleged Broker Misconduct

Who is Stephen Rice of Colorado Financial Service Corp.?

Stephen Rice (CRD #2023704) who is currently registered with Colorado Financial Service Corp. and located in Burlingame, California is a subject of one of our many securities industry sales practice abuse investigations.

Stephen Rice Customer Complaint

Stephen Rice has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were product suitability concerns. Stephen Rice’s customer complaint was settled in favor of the investors.

Stephen Rice Red Flags & Your Rights As An Investor

Of course, Stephen Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Rice at Colorado Financial Service Corp. on alert to review carefully the activity and performance of their accounts and question whether Stephen Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Colorado Financial Service Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Colorado Financial Service Corp. Due To Stephen Rice

If you have questions about Colorado Financial Service Corp. and/or Stephen Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars