DID STEPHEN MATTHEW BUMGARDNER CAUSE YOU INVESTMENT LOSSES?
Stephen Bumgardner Of Packerland Brokerage Services And Formerly With H. Beck Has A Customer Complaint For Alleged Broker Misconduct
Who is Stephen Bumgardner of Packerland Brokerage Services?
Stephen Bumgardner (CRD #3054932) who is currently registered with Packerland Brokerage Services and located in Pearland, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Packerland Brokerage Services, Stephen Bumgardner was associated with H. Beck and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Stephen Bumgardner Customer Complaint
Stephen Bumgardner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Stephen Bumgardner was unresponsive to his calls which may have resulted in the client experiencing market loss. If the representative would have returned the client’s phone calls, client may have been able to move to a more conservative mutual fund to avoid some loss. The customer complaint filed against Stephen Bumgardner’s current employer Packerland Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Stephen Bumgardner Red Flags & Your Rights As An Investor
Of course, Stephen Bumgardner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Bumgardner at Packerland Brokerage Services and H. Beck on alert to review carefully the activity and performance of their accounts and question whether Stephen Bumgardner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Packerland Brokerage Services and H. Beck also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Packerland Brokerage Services Due To Stephen Bumgardner
If you have questions about Packerland Brokerage Services, H. Beck, and/or Stephen Bumgardner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.