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Stefan Tunaru Of Equity Services, Inc. And Formerly With NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Stefan Tunaru of Equity Services, Inc?

Stefan Tunaru (CRD #5570657) who is currently registered as a broker with Equity Services, Inc and located in Stamford, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equity Services, Inc,Stefan Tunaru was associated with NYLife Securities LLC.

Stefan Tunaru Customer Complaint

Stefan Tunaru has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. There is currently one customer complaint that has been filed with the brokerage firm which is awaiting its review and disposition.

Allegations Against Stefan Tunaru

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Stefan Tunaru transferred her funds from another financial institution into a NYLIAC variable annuity without her authorization.
  • Misleading statements related to a variable annuity purchased.

Stefan Tunaru Red Flags & Your Rights As An Investor

Of course, Stefan Tunaru did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stefan Tunaru at Equity Services, Inc and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Stefan Tunaruhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services, Inc and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Stefan Tunaru

If you have questions about Equity Services, Inc, NYLife Securities LLC and/or Stefan Tunaru and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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