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Stacee Love-Malcolm Of LPL Financial, Financial Advocates Investment Management And Formerly With Allstate Financial Services Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Stacee Love-Malcolm of LPL Financial?

Stacee Love-Malcolm (CRD #4246711) who is currently registered with LPL Financial, Financial Advocates Investment Management, and located in Oregon City, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Financial Advocates Investment Management, Stacee Love-Malcolm was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Stacee Love-Malcolm Customer Complaints

Stacee Love-Malcolm has been the subject of 5 customer complaints that we know about. All 5 of Stacee Love-Malcolm’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Stacee Love-Malcolm

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged Stacee Love-Malcolm told him he would get a 5. 50% guaranteed rate of return of principal. Customer further alleged he was not informed of 2. 9% fees, that he had no control of investment options and he was disappointed in the performance of the annuity.
  • Customer alleged that Stacee Love-Malcolm told her the annuity was guaranteed to earn 6%.
  • Customer alleged that she felt she was deceived by Stacee Love-Malcolm when purchasing the variable annuity.
  • Customer questioned the alleged recommendation/suitability of an investment recommendation by Stacee Love-Malcolm to purchase a Prudential variable annuity.
  • Customers alleged Stacee Love-Malcolm’s misrepresentation of the income rider provisions associated with their variable annuities, including the interest rate of the protected withdrawal value and how taking Required Minimum Distributions (RMDs) would affect their income benefits.

Stacee Love-Malcolm Red Flags & Your Rights As An Investor

Of course, Stacee Love-Malcolm did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacee Love-Malcolm at LPL Financial, Financial Advocates Investment Management, and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Stacee Love-Malcolm has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Financial Advocates Investment Management, Allstate Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Stacee Love-Malcolm

If you have questions about LPL Financial, Financial Advocates Investment Management, Allstate Financial Services, and/or Stacee Love-Malcolm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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