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Sonya Taylor Of Emerson Equity LLC And Formerly With Oak Tree Securities Has One Customer Complaint For Alleged Broker Misconduct

Who is Sonya Taylor of Emerson Equity LLC?

Sonya Taylor (CRD #2742405) who is currently registered with Emerson Equity LLC and located in Hollister, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerson Equity LLC, Sonya Taylor was associated with Oak Tree Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sonya Taylor Customer Complaint

Sonya Taylor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor performance. Sonya Taylor’s customer complaint was settled in favor of the investors.

Sonya Taylor Red Flags & Your Rights As An Investor

Of course, Sonya Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sonya Taylor at Emerson Equity LLC and Oak Tree Securities on alert to review carefully the activity and performance of their accounts and question whether Sonya Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC and Oak Tree Securities also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Sonya Taylor

If you have questions about Emerson Equity LLC, Oak Tree Securities, and/or Sonya Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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