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Sonia Attkiss of UBS Financial Services Has 10 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Sonia Attkiss of UBS Financial Services?

Sonia Attkiss,who is currently registered with UBS Financial Services and is located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services, Ms. Attkis swas associated with Credit Suisse Securities as a registered representative.

Sonia Attkiss Broker Misconduct

In her career, Ms. Attkiss has been the subject of 10 customer complaints that we know about, 7 of those complaints were filed in the last year. The 10 pending customer complaints filed against Ms. Attkiss’ current employer UBS Financial Services for her alleged misconduct appear to be in connection with an investment strategy that failed.

Allegations Against Sonia Attkiss

The allegations made in all the FINRA reported arbitration claim pending complaints are: “Claimants counsel alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy.” We suspect the strategy referred to is the UBS Yield Enhancement Strategy otherwise known as the UBS-YES strategy.

Sonia Attkiss Red Flags & Your Rights As An Investor

Of course, Ms. Attkiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ms. Attkissat UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ms. Attkiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Service salso raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services

If you have questions about UBS Financial Services and/or Ms. Attkiss and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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