| Read Time: 2 minutes | Morgan Stanley Complaints | News & Articles |

DID SIBYL WOO CAUSE YOU INVESTMENT LOSSES?

Sibyl Woo Of Morgan Stanley And Formerly With Charles Schwab & Co., Inc. and Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct

Who is Sibyl Woo of Morgan Stanley?

Sibyl Woo

Sibyl Woo (CRD #6848719) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Menlo Park, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Sibyl Woo was associated with Charles Schwab & Co., Inc., Vanguard Marketing Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Sibyl Woo Customer Complaint

Sibyl Woo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor advice related to a mutual fund investment. The Vanguard Group denied the customer complaint and, to date, the customer has not filed any arbitration proceeding.

Sibyl Woo Red Flags & Your Rights As An Investor

Of course, Sibyl Woo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sibyl Woo at Morgan Stanley, Charles Schwab & Co., Inc. and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Sibyl Woo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Charles Schwab & Co., Inc. and Vanguard Marketing Corporation also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sibyl Woo

If you have questions about Morgan Stanley, Charles Schwab & Co., Inc., Vanguard Marketing Corporation and/or Sibyl Woo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...