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Shu Mei Yu Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Shu Mei Yu of Morgan Stanley?

Shu Mei Yu

Shu Mei Yu (CRD #4585730) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Shu Mei Yu was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Shu Mei Yu Customer Complaint

Shu Mei Yu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer’s managed account was liquidated in March 2020 without her authorization. Morgan Stanley denied the customer complaint and no further action has been taken to date.

Shu Mei Yu Red Flags & Your Rights As An Investor

Of course, Shu Mei Yu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shu Mei Yu at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Shu Mei Yu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Shu Mei Yu

If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Shu Mei Yu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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