DID SHIRLEY I. WILLIS CAUSE YOU INVESTMENT LOSSES?
Shirley Willis Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Shirley Willis of Edward Jones?
Shirley Willis (CRD #5741800) who is currently registered with Edward Jones and located in Labelle, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Shirley Willis Customer Complaint
Shirley Willis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were plaintiff, as personal representative of the estate of decedent, made allegations against the firm, registered representative, and other non-related parties. Plaintiff alleged that decedent changed his portfolio and will to designate the plaintiff as the sole person in control of his assets. Further, plaintiff alleged the registered representative refused to explain or produce statements of the decedent’s stocks, bonds, and securities for probate and conspired with the third party defendants to steal the decedent’s portfolio. Plaintiff alleged counts of theft, conversion, notary fraud, embezzlement, securities fraud, and elderly abuse in connection with decedent’s estate. The customer complaint filed against Shirley Willis’ current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report.
Shirley Willis Red Flags & Your Rights As An Investor
Of course, Shirley Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shirley Willis at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shirley Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Shirley Willis
If you have questions about Edward Jones and/or Shirley Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.