DID SHELSEY MEGAN ROBERTSON CAUSE YOU INVESTMENT LOSSES?
Shelsey Robertson Of UBS Financial Services And Formerly With Lucia Securities, Lucia Capital Group And Lucia Capital Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Shelsey Robertson of UBS Financial Services?
Shelsey Robertson (CRD #5772479) who is currently registered with UBS Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Shelsey Robertson was associated with Lucia Securities, Lucia Capital Group, Lucia Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Shelsey Robertson Customer Complaint
Shelsey Robertson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were WSA failed to follow instructions to have the annuity transferred to the beneficiaries. Shelsey Robertson’s customer complaint was denied and, to date, the customer has not taken any further action.
Shelsey Robertson Red Flags & Your Rights As An Investor
Of course, Shelsey Robertson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelsey Robertson at UBS Financial Services, Lucia Securities, Lucia Capital Group, and Lucia Capital Management on alert to review carefully the activity and performance of their accounts and question whether Shelsey Robertson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Lucia Securities, Lucia Capital Group, and Lucia Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Shelsey Robertson
If you have questions about UBS Financial Services, Lucia Securities, Lucia Capital Group, Lucia Capital Management, and/or Shelsey Robertson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.