DID SHANE ROSS ABERNATHY CAUSE YOU INVESTMENT LOSSES?
Shane Abernathy Of Momentum Independent Network And Formerly With Ameriprise Financial Services and Investment Professionals Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Shane Abernathy of Momentum Independent Network?
Shane Abernathy (CRD #2402555) who is currently registered with Momentum Independent Network and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Momentum Independent Network, Shane Abernathy was associated with Ameriprise Financial Services, Investment Professionals and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Shane Abernathy Customer Complaints
Shane Abernathy has been the subject of 2 customer complaints that we know about. Both of Shane Abernathy’s 2 customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Shane Abernathy
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Complainant alleged unauthorized trading by Shane Abernathy.
- Client alleged Shane Abernathy misrepresented the fees, surrender schedule and free look period for a Variable Annuity purchased.
Shane Abernathy Red Flags & Your Rights As An Investor
Of course, Shane Abernathy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Abernathy at Momentum Independent Network, Ameriprise Financial Services, and Investment Professionals on alert to review carefully the activity and performance of their accounts and question whether Shane Abernathy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Momentum Independent Network, Ameriprise Financial Services, and Investment Professionals also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Momentum Independent Network and Ameriprise Financial Services Due To Shane Abernathy
If you have questions about Momentum Independent Network, Ameriprise Financial Services, Investment Professionals, and/or Shane Abernathy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.