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Sebastian Wyczawski Of Joseph Stone Capital And Formerly With Cape Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Sebastian Wyczawski of Joseph Stone Capital?

Sebastian Wyczawski (CRD #2835135) who is currently registered with Joseph Stone Capital and located in Manorville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Sebastian Wyczawski was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sebastian Wyczawski Customer Complaints

Sebastian Wyczawski has been the subject of 3 customer complaints that we know about. Two of Sebastian Wyczawski’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Joseph Stone Capital for investment losses caused by Sebastian Wyczawski’s alleged misconduct.

Allegations Against Sebastian Wyczawski

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Sebastian Wyczawski’s alleged breach of fiduciary duty; negligence; failure to supervise; vicarious liability.
  • Sebastian Wyczawski’s alleged common law fraud; breach of fiduciary duty; negligence; breach of contract; unsuitability; overconcentration.
  • Unauthorized transactions allegedly made by Sebastian Wyczawski.

Sebastian Wyczawski Red Flags & Your Rights As An Investor

Of course, Sebastian Wyczawski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sebastian Wyczawski at Joseph Stone Capital and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Sebastian Wyczawski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Sebastian Wyczawski

If you have questions about Joseph Stone Capital, Cape Securities, and/or Sebastian Wyczawski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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