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DID SCOTT MICHAEL MILLER CAUSE YOU INVESTMENT LOSSES?

Scott Miller Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Scott Miller of Ameriprise Financial Services, LLC?

Scott Miller

Scott Miller (CRD #1927089) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Scott Miller was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Scott Miller Customer Complaints

Scott Miller has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Ameriprise Financial Services and the investor took no further action. Another customer complaint that was recently filed alleging damages in excess of $1.5 million related to a variable annuity contract is still pending with the brokerage firm.

Allegations Against Scott Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Unsuitable recommendation of variable annuity contracts by multiple clients.

Scott Miller Red Flags & Your Rights As An Investor

Of course, Scott Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Miller at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Scott Miller

If you have questions about Ameriprise Financial Services, LLC and/or Scott Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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