DID SCOTT D. MICKEY CAUSE YOU INVESTMENT LOSSES?
Scott Mickey Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Scott Mickey of TIAA-CREF Individual & Institutional Services?
Scott Mickey (CRD #4286135) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Carmel, Indiana is a subject of one of our many securities industry sales practice abuse investigations.
Scott Mickey Customer Complaint
Scott Mickey has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the executor alleged that the guaranteed income option for her existing retirement annuity contract was unsuitable and detrimental to her beneficiaries, and the participant was not capable of understanding the ramifications of the annuity income option that she elected. Scott Mickey’s customer complaint was denied and, to date, the customer has not taken any further action.
Scott Mickey Red Flags & Your Rights As An Investor
Of course, Scott Mickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Mickey at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Scott Mickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Scott Mickey
If you have questions about TIAA-CREF Individual & Institutional Services and/or Scott Mickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.