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Scott Lee Formerly With Of Ausdal Financial Partners, Inc. And Moloney Securities Co., Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Scott Lee formerly with Ausdal Financial Partners, Inc.?

Scott Lee

Scott Lee (CRD #4409541) who was formerly registered with Ausdal Financial Partners, Inc. and located in Cold Spring, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ausdal Financial Partners, Inc., Scott Lee was associated with Moloney Securities Co., Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Scott Lee Customer Complaints

Scott Lee has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the FINRA arbitration proceedings were settled by Ausdal Financial Partners in favor the investors. There are currently 6 more arbitration proceedings pending against Moloney Securities Co., Inc. for Scott Lee’s alleged misconduct.

Allegations Against Scott Lee

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations of the corporate debt.
  • Negligence related to corporate debt transactions.
  • Suitability, breach of fiduciary duty and lack of due diligence related to investments in REITs and GWG Holdings, Inc. bonds and preferred stock.

Scott Lee Red Flags & Your Rights As An Investor

Of course, Scott Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Lee at Ausdal Financial Partners, Inc. and Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. and Moloney Securities Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Scott Lee

If you have questions about Ausdal Financial Partners, Inc., Moloney Securities Co., Inc. and/or Scott Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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