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Scott Karpiak Of Janney Montgomery Scott And Formerly With RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct

Who is Scott Karpiak of Janney Montgomery Scott?

Scott Karpiak (CRD #2989421) who is currently registered with Janney Montgomery Scott and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Scott Karpiak was associated with RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Scott Karpiak Customer Complaint

Scott Karpiak has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her Advisors promised to place her in actively managed accounts but instead placed her in non-discretionary fee-based accounts. The client demanded reimbursement of the fees she has paid. Scott Karpiak’s customer complaint was settled in favor of the investors.

Scott Karpiak Red Flags & Your Rights As An Investor

Of course, Scott Karpiak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Karpiak at Janney Montgomery Scott and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Scott Karpiak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Scott Karpiak

If you have questions about Janney Montgomery Scott, RBC Capital Markets, and/or Scott Karpiak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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