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Scott Barcomb Of Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Scott Barcomb of Berthel, Fisher & Company Financial Services, Inc.?

Scott Barcomb

Scott Barcomb (CRD #1369573) who is currently registered as a broker and investment adviser with Berthel, Fisher & Company Financial Services, Inc. and located in Sarasota, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Berthel, Fisher & Company Financial Services, Inc., Scott Barcomb was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Scott Barcomb Customer Complaints

Scott Barcomb has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 customer complaints were  settled by Berthel, Fisher & Company Financial Services, Inc. In favor of the investors.

Allegations Against Scott Barcomb

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of high-risk real estate security investment.
  • Misinformation relating to taxes involved in distributions from variable annuity contract.
  • Failure to conduct adequate due diligence of tenants-in-common investment.
  • Failure to follow customer’s instructions to cancel investment and variable annuity contract.
  • Unsuitable switch to a variable annuity contract.

Scott Barcomb Red Flags & Your Rights As An Investor

Of course, Scott Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barcomb at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Scott Barcomb

If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Scott Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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