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Sanghyun Lee Of Merrill Lynch Pierce Fenner & Smith And Formerly With AXA Advisors And Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct

Who is Sanghyun Lee of Merrill Lynch Pierce Fenner & Smith?

Sanghyun Lee (CRD #6060711) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Redondo Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Sanghyun Lee was associated with AXA Advisors, Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sanghyun Lee Customer Complaint

Sanghyun Lee has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the replacement sale of a variable life insurance policy and whole life insurance policy to a universal life insurance policy. Sanghyun Lee’s customer complaint was denied and, to date, the customer has not taken any further action.

Sanghyun Lee Red Flags & Your Rights As An Investor

Of course, Sanghyun Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanghyun Lee at Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Sanghyun Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Sanghyun Lee

If you have questions about Merrill Lynch Pierce Fenner & Smith, AXA Advisors, Waddell & Reed, and/or Sanghyun Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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