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Sandy Jukel Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Sandy Jukel of Ameriprise Financial Services, LLC?

Sandy Jukel

Sandy Jukel (CRD #1193099) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Sandy Jukel was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Sandy Jukel Customer Complaints

Sandy Jukel has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints for settled by Sandy Jukel’s former employers in favor of the investors. Two of the customer complaints were denied by the brokerage firm and, to date, the investors have not taken any further action.

Allegations Against Sandy Jukel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitability and misrepresentation with respect to investments in their account.
  • Negligence in connection with the monitoring of a managed account.
  • Risks of an investment in ETF were misrepresented.
  • Advisor misrepresented and did not properly explain the “Knock-In” feature of a structured product.

Sandy Jukel Red Flags & Your Rights As An Investor

Of course, Sandy Jukel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandy Jukel at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sandy Jukel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Sandy Jukel

If you have questions about  Ameriprise Financial Services, LLC, Morgan Stanley and/or Sandy Jukel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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