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Samuel Ross Of The O.N. Equity Sales, ON Investment Management Co Has A Customer Complaint For Alleged Broker Misconduct

Who is Samuel Ross of The O.N. Equity Sales?

Samuel Ross (CRD #1111825) who is currently registered with The O.N. Equity Sales, ON Investment Management Co and located in Bristol, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.

Samuel Ross Customer Complaint

Samuel Ross has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative failed to properly complete death claim form resulting in forfeit of lifetime income option. The customer complaint filed against Samuel Ross’ current employer The O.N. Equity Sales for investment losses caused by the alleged misconduct is pending as of the date of this report.

Samuel Ross Red Flags & Your Rights As An Investor

Of course, Samuel Ross did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Ross at The O.N. Equity Sales and ON Investment Management Co on alert to review carefully the activity and performance of their accounts and question whether Samuel Ross has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The O.N. Equity Sales and ON Investment Management Co also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At ON Investment Management Co Due To Samuel Ross

If you have questions about The O.N. Equity Sales, ON Investment Management Co, and/or Samuel Ross and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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