| Read Time: 2 minutes | Spartan Capital Securities Complaints |


Samuel Girgiss Of Spartan Capital Securities And Formerly With Legend Securities And Worden Capital Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Samuel Girgiss of Spartan Capital Securities?

Samuel Girgiss (CRD #6088898) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Samuel Girgiss was associated with Legend Securities, Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Samuel Girgiss Customer Complaints

Samuel Girgiss has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Samuel Girgiss’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by Samuel Girgiss’ alleged misconduct.

Allegations Against Samuel Girgiss

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Samuel Girgiss’ alleged churning, unsuitable recommendations, breach of fiduciary duty, fraud, breach of contract, and negligent supervision.
  • Client alleged Samuel Girgiss made misrepresentations and unsuitable recommendations.

Samuel Girgiss Red Flags & Your Rights As An Investor

Of course, Samuel Girgiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Girgiss at Spartan Capital Securities, Legend Securities, and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Samuel Girgiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, Legend Securities, and Worden Capital Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Samuel Girgiss

If you have questions about Spartan Capital Securities, Legend Securities, Worden Capital Management, and/or Samuel Girgiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars