DID SACHIN KUMAR CAUSE YOU INVESTMENT LOSSES?
Sachin Kumar Of Laidlaw & Company (UK), Laidlaw Wealth Management And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is Sachin Kumar of Laidlaw & Company (UK)?
Sachin Kumar (CRD #5295758) who is currently registered with Laidlaw & Company (UK), Laidlaw Wealth Management and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Laidlaw & Company (UK) and Laidlaw Wealth Management, Sachin Kumar was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Sachin Kumar is also had regulatory problems. That admitting or denying the findings, Sachin Kumar consented to a 1 month suspension and $5,000 fine by FINRA for allegedly processing an ACAT Form transfer accounts over client’s objection.
Sachin Kumar Customer Complaint
Sachin Kumar has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that signatures on transfer forms were doctored by Sachin Kumar. Sachin Kumar’s customer complaint was denied and, to date, the customer has not taken any further action.
Sachin Kumar Red Flags & Your Rights As An Investor
Of course, Sachin Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sachin Kumar at Laidlaw & Company (UK), Laidlaw Wealth Management, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sachin Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK), Laidlaw Wealth Management, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Due To Sachin Kumar
If you have questions about Laidlaw & Company (UK), Laidlaw Wealth Management, Morgan Stanley, and/or Sachin Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.