DID RYAN OWEN TARJANYI CAUSE YOU INVESTMENT LOSSES?
Ryan Owen Tarjanyi formerly with Trustmont Financial Group, Inc. and Bankers Life Securities, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Ryan O. Tarjanyi formerly with Trustmont Financial Group, Inc. and Bankers Life Securities, Inc.?
Ryan Tarjanyi (CRD #6065805) who was formerly registered with Trustmont Financial Group, Inc. and located in Greensburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Trustmont Financial Group, Inc., Ryan Tarjanyi was associated with Bankers Life Securities, Inc. and another investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Ryan Tarjanyi has had his share of regulatory problems as well. In September this year, FINRA made a determination that a disciplinary action be brought against him for allegedly violating FINRA Rules 2150(a) and 2010 by allegedly falsifying documents, client signatures and misrepresenting the terms of an insurance policy. FINRA further alleged that he violated FINRA Rule 8210 by allegedly providing false testimony during an investigation.
Bankers Life Securities, Inc. Broker Misconduct
In his career, Ryan Tarjanyi has been the subject of 6 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. Four of Ryan Tarjanyi’s 6 customer complaints were settled in favor of investors. Two of the customer complaints were denied by his former employer, and to date, the customers have not taken any further action. All of the customer complaints arise out of his employment with
Allegations Against Ryan Tarjanyi
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Client alleged that she did not sign up for an insurance policy and asked to have the policy canceled. As part of the firm’s investigation of the complaint, it discovered the check used the fund. The insurance policy was endorsed by a different client. After further review, the firm’s special investigative unit concluded it was a possible forgery and refunded the customers money.
- Clients alleged that they had purchased 5 separate annuities from Ryan Tarjanyi in a tax-free exchange and discovered it was taxable. Further, clients alleged that they were not advised of the surrender fees. Moreover, clients allege that the financial advisor misrepresented the characteristics of the annuities sold to them.
- Client alleged that approximately $3,000 from one of her accounts in order to fund a life insurance policy. Further, that her signature was forged on the policy documents.
- Client alleged that Ryan Tarjanyi forged a signature on an index annuities surrendered document.
Ryan Tarjanyi Red Flags & Your Rights As An Investor
Of course, Ryan Tarjanyi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Tarjanyi at Trustmont Financial Group, Inc. and Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Tarjanyi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints about Ryan Tarjanyi at Bankers Life Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Trustmont Financial Group, Inc. And Bankers Life Securities, Inc.
If you have questions about Trustmont Financial Group, Inc., Bankers Life Securities, Inc. and/or Ryan Tarjanyi and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.