DID RUSSELL WILLIAM STEIN CAUSE YOU INVESTMENT LOSSES?

Russell Stein Of Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Russell Stein of Raymond James & Associates, Inc.?

Russell Stein (CRD #434765) who is currently registered as a broker and investment adviser with Raymond James & Associates, Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Russell Stein was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Russell Stein Customer Complaints

Russell Stein has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Raymond James and its predecessor Morgan Keegan in favor of the investors.

Allegations Against Russell Stein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unauthorized trading and unsuitable investment recommendations.
• Misrepresentation and unsuitability with regard to mutual funds.
• Failure to disclose fees and expenses.

Russell Stein Red Flags & Your Rights As An Investor

Of course, Russell Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Stein at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 833-300-6983.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Russell Stein

If you have questions about Raymond James & Associates, Inc. and/or Russell Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 45 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.