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Russell Mathews Formerly With TD Ameritrade And Principal Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Russell Mathews formerly with TD Ameritrade?

Russell Mathews (CRD #2520352) who was formerly registered with TD Ameritrade and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to TD Ameritrade, Russell Mathews was associated with Principal Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Russell Mathews Customer Complaint

Russell Mathews has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding an options strategy. Russell Mathews’ customer complaint was settled in favor of the investors.

Russell Mathews Red Flags & Your Rights As An Investor

Of course, Russell Mathews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Mathews at TD Ameritrade and Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Russell Mathews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Russell Mathews

If you have questions about TD Ameritrade, Principal Securities, and/or Russell Mathews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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