DID RONALD THOMAS OCHAL CAUSE YOU INVESTMENT LOSSES?
Ronald Ochal Of Oppenheimer & Co. Inc. And Formerly With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Ronald Ochal of Oppenheimer & Co. Inc.?
Ronald Ochal (CRD #2245000) who is currently registered as a broker and investment adviser with Oppenheimer & Co. Inc. and located in Tampa, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Ronald Ochal was associated with Ameriprise Financial Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ronald Ochal Customer Complaints
Ronald Ochal has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by H&R Block Financial Advisors in favor of the investors. The other customer complaint was recently denied by Oppenheimer & Co. and so far the investor has not filed any arbitration proceeding or taken any other action that we are aware of at this time.
Allegations Against Ronald Ochal
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations and excessive trading.
- Failure to supervise activities of registered representative.
Ronald Ochal Red Flags & Your Rights As An Investor
Of course, Ronald Ochal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Ochal at Oppenheimer & Co. Inc. and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Ochal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Ronald Ochal
If you have questions about U.S. Bancorp Investments, Inc. and/or Daniel Needler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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