DID RONALD ANDREJS LACIS CAUSE YOU INVESTMENT LOSSES?
Ronald Lacis Of Charles Schwab & Co. And Formerly With OptionsXpress Has A Customer Complaint For Alleged Broker Misconduct
Who is Ronald Lacis of Charles Schwab & Co.?
Ronald Lacis (CRD #2630156) who is currently registered with Charles Schwab & Co. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Ronald Lacis was associated with OptionsXpress and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Ronald Lacis Customer Complaint
Ronald Lacis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Schwab and its representative , Ronald Lacis recommended an unsuitable option trading strategy to them, resulting in investment losses in their account(s). The customer complaint filed against Ronald Lacis’ current employer Charles Schwab & Co. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Ronald Lacis Red Flags & Your Rights As An Investor
Of course, Ronald Lacis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Lacis at Charles Schwab & Co. and OptionsXpress on alert to review carefully the activity and performance of their accounts and question whether Ronald Lacis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. and OptionsXpress also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Ronald Lacis
If you have questions about Charles Schwab & Co., OptionsXpress, and/or Ronald Lacis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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