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Ronald Hannes Formerly With Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Ronald Hannes formerly with Woodbury Financial Services?

Ronald Hannes (CRD #1462241) who was formerly registered with Woodbury Financial Services and located in Spokane, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Ronald Hannes has also been the subject of a FINRA investigation that he converted customer funds.  He failed to produce documents and information requested by FINRA during that investigation and as a result consented to the sanction and entry of findings against him.  He was permanently barred from any further association with any member firm in any capacity in the future.

Ronald Hannes Customer Complaint

Ronald Hannes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged that they paid off representative’s credit card. Ronald Hannes’ customer complaint was settled in favor of the investors.

Ronald Hannes Red Flags & Your Rights As An Investor

Of course, Ronald Hannes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Hannes at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Hannes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Ronald Hannes

If you have questions about Woodbury Financial Services and/or Ronald Hannes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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