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Ronald Giovino, Jr. Formerly With GWN Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Ronald Giovino, Jr. formerly with GWN Securities Inc.?

Ronald Giovino, Jr.

Ronald Giovino, Jr. (CRD #2236071) who was formerly registered with GWN Securities Inc. and located in Clearwater, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to GWN Securities Inc., Ronald Giovino, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ronald Giovino, Jr. has had his own regulatory problems. He refused to completely cooperate with FINRA in its investigation into whether he converted customer funds. As a result, he was permanently barred from any further association with any FINRA member firm or in any capacity.

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Ronald Giovino, Jr. Customer Complaints

Ronald Giovino, Jr. has been the subject of 4 customer complaints that we know about to recover investment losses. Two customer complaints were denied by GWN Securities and the investors took no further action. There are 2 customer complaints that are still pending with GWN Securities for Ronald Giovino’s alleged misconduct.

Allegations Against Ronald Giovino, Jr.

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Advisor recommended sale of 2 mutual funds and reinvestment of proceeds that was converted.
  • Poor advice with respect to inherited IRA.

Ronald Giovino, Jr. Red Flags & Your Rights As An Investor

Of course, Ronald Giovino, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Giovino, Jr. at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Giovino, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Ronald Giovino, Jr.

If you have questions about GWN Securities Inc. and/or Ronald Giovino, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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