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DID RONALD LEE ENDICOTT CAUSE YOU INVESTMENT LOSSES?

Ronald Endicott Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Ronald Endicott of Edward Jones?

Ronald Endicott (CRD #3195717) who is currently registered with Edward Jones and located in Waverly, Ohio is a subject of one of our many securities industry sales practice abuse investigations.

Ronald Endicott Customer Complaint

Ronald Endicott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Ronald Endicott recommended the purchase of annuity products with a guaranteed rate of return. The registered representative allegedly informed the claimants that due to mandatory distributions that guaranteed return would not occur. Claimants initiated the subject FINRA arbitration and alleged that the firm and its registered representative breached their fiduciary responsibilities and handled the accounts in a fraudulent manner. The customer complaint filed against Ronald Endicott’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report.

Ronald Endicott Red Flags & Your Rights As An Investor

Of course, Ronald Endicott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Endicott at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Ronald Endicott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Ronald Endicott

If you have questions about Edward Jones and/or Ronald Endicott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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